Business Continuity Plan

XA Investments Business Continuity Plan Disclosure Statement

XA Investments has developed a Business Continuity Plan concerning how we would respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, and almost innumerable variables and contingencies that could present themselves in a crisis, we will have to be flexible in responding to actual events as they occur. As such, we are free to deviate from any or all of the provisions contained in our Business Continuity Plan and to develop alternative responses, as we see fit under the circumstances. With that in mind we are providing you with this information on our Business Continuity Plan.

Contacting Us
If after a significant business disruption you cannot contact XA Investments as you usually do at our office number of 1-888-903-3358, you may contact us via our website at www.xainvestments.com. If you cannot access us through either one of those means, we plan to continue in business and notify you via telephone, fax or email on how to contact us.

Our Business Continuity Plan
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding employees’ lives and Firm property, making a financial and operational assessment, protecting all of the Firm’s books and records, and allowing the Firm’s client’s to transact business. In short, our Business Continuity Plan is designed to permit XA Investments to resume operations as quickly as possible, given the scope and severity of the significant business disruptions.

Our Business Continuity Plan addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers/clients, employees, and regulators; alternate physical location of employees; critical business constituents, banks and counter-parties; and regulatory reporting if we are unable to continue our business.

For More Information
If you have questions about our business continuity planning or wish to review our complete Business Continuity Plan, please contact our office or send us an email at info@xainvestments.com.