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Services

XA Investments, through its registered closed-end fund structuring and consulting practice, serves clients in engagements ranging from full product builds to sales and marketing projects.

CEF Strategy Consulting Services

General product design and structuring assessment and advice. Competitive intelligence on the CEF marketplace and competitor funds.  Provide introductions to leading CEF industry service providers.

Private Label Fund Design, Structuring and Market Delivery

Full service product launch services from start to finish including management of the fund development, regulatory and board approval, distribution planning and offering timetable.

XAI’s private label fund platform provides the full spectrum of professional services to launch and service a closed-end fund such as a listed closed-end fund, an interval fund or tender-offer fund.

Our platform delivers lower fund and adviser overhead expenses through shared economies and helps eliminate costly barriers to entry such as the difficulty of selecting fund service providers and trustees.

Our private label solution supports your fund by:

Fund Development and Structuring:

  • Managing the initial registration process
  • Appointing an experienced and capable board of trustees
  • Organizational board meeting and material management
  • Hiring a custodian, chief compliance officer (CCO), distributor, auditor, fund and board counsel

Administrative and Accounting Services:

  • Performing regulatory and fund administration activities
  • Handling SEC registration and reporting
  • Obtaining E&O/D&O and fidelity bond insurance

XAI and participating professional partners provide coordination and program management, fund accounting, administration, transfer agent, Blue Sky, tax reporting, custody, fund registration and legal counsel, CCO and compliance consulting services, audit services, distribution and insurance services.

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Listed CEF Secondary Market Support

Development and execution of a comprehensive marketing plan. Design and development of marketing, media, analyst and investor outreach to drive secondary trading volume and price support.

CEF Sub-Administration, Fund Accounting and Fund Board Services

Outsourcing of key fund operational, administrative and service provider management. Optional product management services and fund board oversight and reporting services.

Marketing Services

Marketing material content creation, design, development to support product sales and client outreach for registered and private funds.

Private Fund Sales and Distribution

Success based sales engagement for alternative private funds to raise capital in the RIA and family office channel.

Registered Fund Sales and Distribution

CEFs (listed CEFs, interval and tender offer funds) and mutual fund sales engagement to raise capital in the RIA and family office channel.

The information contained herein is of a general nature and is not intended to address the circumstances of any particular entity. XA Investments LLC does not provide legal advice.

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